FRIEDLAND, Circuit Judge:
In Garfias-Rodriguez v. Holder, 702 F.3d 504 (9th Cir.2012) (en banc), we reserved the question whether a noncitizen applying for adjustment of immigration status could reasonably rely on an opinion of this court during a period in which the Board of Immigration Appeals ("BIA") had issued a decision that was in tension with our opinion but before the BIA issued a decision directly disagreeing with our opinion. See id. at 522. We now answer that question with respect to Petitioner Acosta-Olivarria and hold that he reasonably relied on the law of this circuit when he applied for adjustment of status during that period.
Gilberto Acosta-Olivarria, a native and citizen of Mexico, entered the United States in 1995 and took up residence in Arizona with his wife and child. His wife is a lawful permanent resident and two of
Between 1995 and 2005, Acosta-Olivarria made multiple trips to and from Mexico. During that period, he was unlawfully present in the United States for a total of over one year, and he reentered the country without being admitted at least once. In 2006, he was arrested for illegal entry and was placed in removal proceedings.
While in removal proceedings, Acosta-Olivarria applied for adjustment of status pursuant to 8 U.S.C. § 1255(i) and paid the required $1,000 fee. At the time, our precedent had interpreted § 1255(i) as allowing individuals who had been unlawfully present in the United States for more than a year, but who were eligible for a visa, to apply for an adjustment of status to become lawful permanent residents. See Acosta v. Gonzales, 439 F.3d 550, 556 (9th Cir.2006), overruled by Garfias-Rodriguez v. Holder, 702 F.3d 504 (9th Cir.2012) (en banc). Acosta-Olivarria was eligible for a visa because of a petition that his wife had filed based on her permanent-resident status.
In December 2006, an immigration judge ("IJ") considered Acosta-Olivarria's application. Although Acosta-Olivarria was "inadmissible" because he had been unlawfully present in the United States for more than one year and reentered without being admitted, 8 U.S.C. § 1182(a)(9)(C)(i)(I), the IJ held that he was nonetheless eligible for adjustment of status. In doing so, the IJ relied on our court's decision in Acosta, which allowed noncitizens to seek relief under § 1255(i) despite being inadmissible under § 1182(a)(9)(C)(i)(I).
The Department of Homeland Security appealed the IJ's decision. Before the BIA ruled on the appeal, a BIA panel issued a published opinion, In re Briones, 24 I. & N. Dec. 355 (B.I.A.2007), in which it held that an alien who is inadmissible under § 1182(a)(9)(C)(i)(I) is not eligible for adjustment of status under § 1255(i). See Briones, 24 I. & N. Dec. at 371. Based on Briones, the BIA remanded Acosta-Olivarria's case to the IJ for further proceedings.
On remand, the IJ applied Briones and denied Acosta-Olivarria's application for adjustment of status. Acosta-Olivarria appealed that decision, but the BIA agreed that Briones controlled. Acosta-Olivarria timely filed a petition for review of the BIA's decision.
In 1994, Congress created a path to legal status for noncitizens who had entered the United States without inspection but were nonetheless eligible for a visa. See Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 1995, Pub.L. No. 103-317, § 506(b), 108 Stat. 1724, 1765-66 (1994) (codified as amended at 8 U.S.C. § 1255(i)). To qualify for this type of relief, noncitizens must be "admissible" for permanent residence. § 1255(i)(2)(A).
When Congress enacted the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA"), it created
In Perez-Gonzalez v. Ashcroft, 379 F.3d 783 (9th Cir.2004), overruled by Gonzales v. Dep't of Homeland Sec., 508 F.3d 1227 (9th Cir.2007), we held that noncitizens could apply for adjustment of status despite being inadmissible under the removal-order bar. Id. at 792-95. We held that interpreting inadmissibility under that provision as a bar to adjustment of status would conflict with certain regulations implementing the Immigration and Nationality Act and lead to illogical results. See id. at 793-94.
The BIA disagreed. In a published opinion, In re Torres-Garcia, 23 I. & N. Dec. 866 (B.I.A.2006), the BIA rejected Perez-Gonzalez's interpretation of the regulations. See Torres-Garcia, 23 I. & N. Dec. at 874-75. Accordingly, it held that inadmissibility under the removal-order bar precluded noncitizens from obtaining adjustment of status under § 1255(i). See Torres-Garcia, 23 I. & N. Dec. at 870, 876.
Less than one month after the BIA's decision in Torres-Garcia, we addressed the corresponding question with respect to inadmissibility under the one-year bar. In Acosta v. Gonzales, 439 F.3d 550 (9th Cir. 2006), overruled by Garfias-Rodriguez v. Holder, 702 F.3d 504 (9th Cir.2012) (en banc), we relied on Perez-Gonzalez to hold that noncitizens inadmissible under the one-year bar were not precluded from seeking adjustment of status under § 1255(i). Acosta, 439 F.3d at 553-56. Our decision in Acosta did not acknowledge the BIA's decision in Torres-Garcia.
Twenty-one months after our decision in Acosta, the BIA addressed whether noncitizens inadmissible under the one-year bar are prohibited from seeking adjustment of status under § 1255(i). Again, the BIA disagreed with us. In In re Briones, 24 I. & N. Dec. 355 (B.I.A.2007), the BIA held that inadmissibility under the one-year bar prevents a noncitizen from obtaining adjustment of status under § 1255(i). See Briones, 24 I. & N. Dec. at 370.
When we next were presented with the questions from Perez-Gonzales and Acosta, we applied the Supreme Court's decision in Brand X
Neither Briones nor our adoption in Garfias-Rodriguez of the BIA's
Garfias-Rodriguez, 702 F.3d at 518 (quoting Montgomery Ward, 691 F.2d at 1333). Because the test requires that a court look at an individual's own reliance, this retroactivity analysis is applied "on a case-by-case basis." Id. at 519; see also id. at 523 n. 13 ("We express no opinion whether other applicants may avoid the retroactive effect of Briones.").
Applying the Montgomery Ward retroactivity analysis to Acosta-Olivarria's case,
As we recognized in Garfias-Rodriguez v. Holder, 702 F.3d 504 (9th Cir. 2012) (en banc), the first factor was developed in the context of private-party litigation before the National Labor Relations Board ("NLRB") and is not well suited for immigration rulings. See id. at 520-21. In the NLRB context, this factor is meant to ensure that the party responsible for a change in law receives the benefits of the new rule. Id. at 520. In the immigration context, in which the government is always a party, this concern is less relevant. Id. at 521. Accordingly, this factor does not weigh in either direction for purposes of determining whether to apply the rule from Briones retroactively.
The second and third Montgomery Ward factors are "closely intertwined." Garfias-Rodriguez, 702 F.3d at 521. "If a new rule `represents an abrupt departure from well established practice,' a party's reliance on the prior rule is likely to be reasonable, whereas if the rule `merely attempts to fill a void in an unsettled area of law,' reliance is less likely to be reasonable." Id.
Acosta-Olivarria applied for adjustment of status in July 2006. At the time, our decision in Acosta v. Gonzales, 439 F.3d 550 (9th Cir.2006), overruled by Garfias-Rodriguez, 702 F.3d 504, held that noncitizens in his position could apply to become lawful permanent residents, see id. at 556,
Acosta-Olivarria argues that he relied on our decision in Acosta in two ways. First, he filed his application for adjustment of status, along with the corresponding $1,000 fee, at a time when the law in our circuit allowed noncitizens to apply for adjustment of status under 8 U.S.C. § 1255(i) despite being inadmissible under the one-year bar (8 U.S.C. § 1182(a)(9)(C)(i)(I)). Indeed, in granting his request for adjustment of status, the IJ specifically relied on Acosta in holding that Acosta-Olivarria was eligible for relief under § 1255(i), despite being inadmissible under the one-year bar. Retroactive application of the rule from Briones would cause Acosta-Olivarria's application for adjustment of status to be denied, without any refund of the $1,000 fee. Second, Acosta-Olivarria gave up the opportunity to voluntarily depart the United States and start a ten-year clock after which he could have sought admission. Had he voluntarily departed in 2006 instead of staying and filing his application for adjustment of status, Acosta-Olivarria would have been able to seek admission starting in 2016.
The government does not contest that Acosta-Olivarria subjectively relied on Acosta. Rather, it contends that no one who applied for adjustment of status between our decision in Acosta and the BIA's decision in Briones could have reasonably relied on Acosta because the BIA's decision in In re Torres-Garcia, 23 I. & N. Dec. 866 (B.I.A.2006), held that inadmissibility under the removal-order bar precludes the noncitizen from applying for adjustment of status under § 1255(i). See Torres-Garcia, 23 I. & N. Dec. at 870-71, 876. In the government's view, Torres-Garcia should have enabled noncitizens such as Acosta-Olivarria to predict that Acosta would not survive.
We disagree. It was reasonable for Acosta-Olivarria to rely on our decision in Acosta. At the time he applied for adjustment of status, a published opinion of this court allowed noncitizens in his position to apply for adjustment of status despite being inadmissible, and there was no contrary BIA decision interpreting the one-year bar because Briones had not yet been decided. When we announce a legal rule, we do so not only for the benefit of courts, but also for the benefit of the general public. People within the Ninth Circuit should be able to rely on our opinions in making decisions. See U.S. Bancorp Mortg. Co. v. Bonner Mall P'ship, 513 U.S. 18, 26, 115 S.Ct. 386, 130 L.Ed.2d 233 (1994) ("Judicial precedents are presumptively correct and valuable to the legal community as a whole.").
Consistent with this, we noted in Garfias-Rodriguez that reliance "might have been reasonable" if the petitioner had applied within the 21-month period between this court's decision in Acosta and the BIA's decision in Briones. Garfias-Rodriguez, 702 F.3d at 522. There, we rejected the petitioner's particular reliance argument because he had filed his application before Perez-Gonzalez v. Ashcroft, 379 F.3d 783 (9th Cir.2004), or Acosta had been decided. See Garfias-Rodriguez, 702 F.3d at 522. The petitioner in Garfias-Rodriguez could not have taken any actions in reliance on an earlier rule of law from our court because there was no such earlier rule. But that is not true of Acosta-Olivarria.
We hold that it was reasonable for Acosta-Olivarria to rely on the law of this circuit deciding the precise legal question he faced, so the second and third Montgomery Ward factors weigh against applying Briones retroactively.
The fourth Montgomery Ward factor cuts strongly against applying the rule from Briones retroactively because doing so would substantially burden Acosta-Olivarria. See Garfias-Rodriguez, 702 F.3d at 523 ("[D]eportation alone is a substantial burden that weighs against retroactive application of an agency adjudication."). Before the BIA applied Briones, the IJ had granted Acosta-Olivarria's application for adjustment of status and thus allowed him to remain in the United States with his family. If the Briones rule is applied retroactively, he will face deportation.
We recognized in Garfias-Rodriguez that retroactive application of the rule from Briones helps ensure uniformity in the application of the immigration laws. But we emphasized that, because the new rule in Briones does not follow from the plain language of the statute, this factor "only leans" in favor of retroactive application. Garfias-Rodriguez, 702 F.3d at 523.
Weighing all the factors, we hold that Briones should not be applied retroactively in this case. Acosta-Olivarria's reliance interests and the burden that retroactivity would impose on him outweigh the interest in uniform application of the immigration laws.
For the foregoing reasons, we
RICE, District Judge, dissenting:
I respectfully dissent. On balance, the Montgomery Ward factors do not weigh in favor of departing from the general principles of retroactivity. Applying In re Briones, 24 I. & N. Dec. 355 (BIA 2007), the BIA properly found Acosta-Olivarria
As an initial matter, it is important to recognize "[t]he general rule ... that an appellate court must apply the law in effect at the time it renders its decision." Thorpe v. Hous. Auth. of Durham, 393 U.S. 268, 281, 89 S.Ct. 518, 21 L.Ed.2d 474 (1969); see also id. at 282, 89 S.Ct. 518 (quoting Justice Marshall's explanation of the rule, delivered 150 years earlier in United States v. Schooner Peggy, 5 U.S. 103, 110, 1 Cranch 103, 2 L.Ed. 49 (1801)). This rule "applies with equal force where the change is made by an administrative agency acting pursuant to legislative authorization." Id. at 282, 89 S.Ct. 518. Only when application of a new rule would work a "manifest injustice" may the court withhold retrospective application. Clark-Cowlitz Joint Operating Agency v. FERC, 826 F.2d 1074, 1081 (D.C.Cir.1987) (en banc) (quoting Thorpe, 393 U.S. at 282, 89 S.Ct. 518).
The D.C. Circuit's Retail, Wholesale & Department Store Union v. NLRB, 466 F.2d 380 (D.C.Cir.1972) decision, from which the Ninth Circuit adopted its Montgomery Ward analytical framework, "set forth a non-exhaustive list of five factors to assist courts in determining whether to grant an exception to the general rule permitting `retroactive' application of a rule enunciated in an agency adjudication." Clark-Cowlitz, 826 F.2d at 1081 (emphasis added). Once again, that exception, according to the Supreme Court, is for "manifest injustice." Thorpe, 393 U.S. at 282, 89 S.Ct. 518. This non-exhaustive list of factors "boil[s] down ... to a question of concerns grounded in notions of equity and fairness," Clark-Cowlitz, 826 F.2d at 1082 n. 6, such that the general rule of retroactivity would apply unless its application would result in manifest injustice.
I contend the majority's balancing of the Montgomery Ward factors here is no longer tethered to the general rule applied for over 200 years. Rather, the majority's analysis — in which the factors are divorced from the general rule and allowed to become a framework in and of itself — loses sight of the guidance centuries of jurisprudence have offered. With this background, I will analyze the factors.
I agree with the majority's analysis of the first, fourth, and fifth Montgomery Ward factors. The first factor — whether the issue presents one of first impression — does not weigh in favor of either party as it is one "not ... well suited to the context of immigration law." See Garfias-Rodriguez v. Holder, 702 F.3d 504, 521 (9th Cir.2012). In any event, any question of unfairness in applying a new rule, regardless of whether it is a case of first impression, "is fully captured in the second and third Montgomery Ward factors." Id. Similarly, I concede that the fourth factor — the degree of burden on the alien — favors Acosta-Olivarria, albeit not as strongly as the majority and past precedent so characterize.
The second and third Montgomery Ward factors are most appropriately analyzed together. The second factor analyzes whether a rule is an "abrupt departure from well established practice or merely attempts to fill a void in an unsettled area of law." Garfias-Rodriguez, 702 F.3d at 518 (quoting Montgomery Ward & Co. Inc. v. FTC, 691 F.2d 1322, 1333 (9th Cir.1982)). The third factor, focusing on the alien's reliance, is "closely intertwined" with this analysis: "If a new rule represents an abrupt departure from well established practice, a party's reliance on the prior rule is likely to be reasonable, whereas if the rule merely attempts to fill a void in an unsettled area of law, reliance is less likely to be reasonable." Id. at 521 (internal quotation marks omitted)). As the Garfias-Rodriguez court properly noted, "these two factors will favor retroactivity if a party could reasonably have anticipated the change in the law such that the new requirement would not be a complete surprise." Id. (internal quotation marks omitted); see Clark-Cowlitz, 826 F.2d at 1082-83 ("The second factor requires the court to gauge the unexpectedness of a rule and the extent to which the new principle serves the important but workaday function of filling in the interstices of the law."). The D.C. Circuit offers the following guidance to courts conducting this analysis:
Williams Nat. Gas Co. v. FERC, 3 F.3d 1544, 1554 (D.C.Cir.1993) (alterations, citations, and internal quotation marks omitted).
Importantly — and contrary to the majority's protestations — the dcretroactivity analysis does not treat mere precedent and well-established practice alike.
When Acosta-Olivarria applied for adjustment of status, there was no settled practice upon which he could reasonably rely. The Ninth Circuit's pre-Briones opinions hardly constitute a well established practice, especially in light of the tension created by the BIA's contrary view. True, the Circuit's opinion in Acosta affirmed its previous reasoning in Perez-Gonzalez, but the BIA's decision in Torres-Garcia cannot be discounted. Given the unsettled tension between the BIA and this Circuit at the time of Acosta-Olivarria's application, as well as the resulting
The majority primarily faults me for conflating the two bars to admissibility. True, the Circuit's opinion in Perez-Gonzalez and the BIA's contrary decision in Torres-Garcia addressed the tension between eligibility for status adjustment under a different bar to admissibility — subsection II, rather than subsection I of 8 U.S.C. § 1182(a)(9)(C)(i). However, as companion provisions, both subsections present the same conflict, see Garfias-Rodriguez, 702 F.3d at 509 n. 4, and thus their similar treatment should have come as no surprise, see id. at 530 (Kozinski, J., dissenting) ("No one should have been surprised by the interpretation announced in Briones. It was clearly foreshadowed by the BIA's earlier ruling in In re Torres-Garcia, which predated Acosta by a month...." (citation omitted)). And as the Circuit emphasized in Acosta when concluding that Perez-Gonzalez controlled, "any attempt to distinguish the present case from Perez-Gonzalez based on the different grounds of inadmissability involved would be unpersuasive." Acosta, 439 F.3d at 554.
In reaching its conclusion that Acosta-Olivarria's reliance was reasonable, the majority overstates the effect of the dicta in Garfias-Rodriguez regarding the reasonableness of reliance during the 21-month period between the Circuit's opinion in Acosta and the BIA's decision in Briones. Although the en banc court noted that reliance during this period "might" have been reasonable — perhaps in an attempt to further highlight the unreasonableness of Garfias-Rodriguez's reliance — the opinion far from binds this Court to a holding that such reliance during this 21-month window is, as a blanket rule, reasonable. See Garfias-Rodriguez, 702 F.3d at 522. Rather, any discussion of the reasonableness of reliance during this period was quickly tempered by the following:
Id. at 522-23; see also Carrillo de Palacios v. Holder, 708 F.3d 1066, 1072 (9th Cir.2013) (similarly holding that the tension between the two provisions was "obvious" and that the ambiguity in the law should have given an alien "no assurances").
Because the BIA's opinion in Briones cannot justifiably be characterized as an abrupt break from any well established practice but rather should have been no surprise, the reasonableness of Acosta-Olivarria's reliance is greatly diminished. The extent of Acosta-Olivarria's reliance — a $1,000 application fee incurred after removal proceedings had already commenced and years beneficially spent in the United
In light of the foregoing, no manifest injustice has been shown here. The more equitable and fair approach would be to treat Acosta-Olivarria like all other aliens who are ineligible for adjustment under Briones. Retroactivity is the general rule and has been for over 200 years. An exception is not warranted in the case of Acosta-Olivarria. Accordingly, I would not disturb the BIA's decision.